Tag: misrepresentation

Budget hearings were a focus this week as the Chair of the SEC and Chairman of the CFTC visited Capitol Hill. Both sought substantial increases, requesting more money for technology, inspections and enforcement. While the administration supports increases whether election …

This Week In Securities Litigation (Week ending April 15, 2016) Read More »

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The SEC charged a medical device company and its founder with making false statements about a FDA approval for a key product.

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