Tag: Galleon

This week three Galleon related defendants were sentenced to prison for insider trading, including Raji Rajaratnam. The Commission filed another significant market crisis case naming the senior officers of a failed bank as defendants. The Commission also filed a settled …

THIS WEEK IN SECURITIES LITIGATION (October 14, 2011) Read More »

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The SEC settled two insider trading cases this week while bringing three investment fund fraud suits, two of which involved recidivists who are alleged to have diverted investor funds from their current scheme to make payments in their prior criminal …

THIS WEEK IN SECURITIES LITIGATION (October 7, 2011) Read More »

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