Tag: FBI

This week three Galleon related defendants were sentenced to prison for insider trading, including Raji Rajaratnam. The Commission filed another significant market crisis case naming the senior officers of a failed bank as defendants. The Commission also filed a settled …

THIS WEEK IN SECURITIES LITIGATION (October 14, 2011) Read More »

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There is little new about another investment fund fraud or Ponzi scheme case except of course the victims. For whatever reason, these cases were rare prior to the time Bernard Madoff was arrested. Since the King of Ponzi schemes was …

FORMER FBI AGENT AND WIFE CHARGED WITH INVESTMENT FRAUD Read More »

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