Offering frauds and Ponzi schemes mixed with a few misappropriation cases have become the staples of SEC enforcement. The cases and schemes on which frauds are built range from the simple investment scheme in which shares of a company are …
Tag: Ponzi schemes
SEC Brings Actions Against Ponzi Schemer, Client
Ponzi scheme cases have, of course, become a staple of SEC enforcement since the discovery of Madoff’s unprecedented scheme. While there seems to be a virtually endless number of these cases centered on the preverbal “to good to be true” …
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