Tag: FSA

The SEC is about to become entangled in another scandal according to reports in the New York Times this week. The latest involves the destruction of documents according to press reports. The Supreme Court’s ruling on what constitutes primary liability …

THIS WEEK IN SECURITIES LITIGATION (August 19, 2011) Read More »

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The FSA has banned the former CEO and CFO of a collapsed hedge fund from the securities business and imposed significant fines on each as a result of their manipulative and deceptive conduct as the fund collapsed. Michael Weiger Visser …

FSA BANS TWO HEDGE FUND MANAGERS FROM SECURITIES BUSINESS Read More »

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