Tag: fraud

Everybody likes the little engine that could. Against all odds its works and works only to overcome all and be a success – the great American story. So it was with a little private company that had a vision of …

Theranos: Vision, Effort – No Compliance Ends with DOJ, SEC Read More »

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The Dodd-Frank Wall Street Reform Act strengthened the jurisdiction and enforcement capabilities of the CFTC in a number of respects. Once key provision concerned Retail Commodity Contracts, under CEA Section 2(c)((2)(D). It provides that the CFTC shall have jurisdiction over …

Two Significant Losses For the CFTC Read More »

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