Tag: fraud

Last week the SEC prevailed on a partial motion for summary judgment, obtaining a ruling that certain individuals involved in an offering fraud acted as unregistered broker dealers. This week, the Commission lost a long running battle in court when …

Jury Rejects SEC Market Crisis Fraud Claims Against Bank, CEO Read More »

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It was touted as “the largest publicly traded diversified portfolio of professional sports teams in the world.” The firm actually owned interests in a U.K. football team and other sports teams. The company was put together by a former registered …

SEC Charges Oxford City Football Club With Fraud Read More »

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