The Second Circuit rejected a challenge to the SEC’s venue selection decisions, concluding that the district court did not have jurisdiction to hear an issue regarding the Appointments Clause. This is the third circuit court to conclude that any such …
This Week In Securities Litigation (Week ending June 3, 2016) Read More »
Budget hearings were a focus this week as the Chair of the SEC and Chairman of the CFTC visited Capitol Hill. Both sought substantial increases, requesting more money for technology, inspections and enforcement. While the administration supports increases whether election …
This Week In Securities Litigation (Week ending April 15, 2016) Read More »