Tag: statute of limitations

This is the final segment of a three part series reviewing and analyzing the actions brought by SEC enforcement during the first quarter of 2021. Part 1, which analyzed the overall number and types of cases brought during the quarter …

SEC Enforcement: A Review of 1Q21 — Part III, Conclusion Read More »

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The Commission’s FCPA complaint against two individuals at a hedge fund management firm involved with what the agency called a “sprawling scheme” to bribe various African public officials was dismissed as time barred. Specifically, the Court dismissed the SEC’s amended …

SEC’s FCPA Action Time Barred Read More »

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