Tag: audit failure

The SEC filed its third action in recent weeks in which admissions of fact were required as part of the settlement process. In this instances the firm also admitted its conduct violated the federal securities laws. In the Matter of …

SEC Obtains Admissions in Settlement With Grant Thornton Read More »

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In a burst of post-Labor Day energy, the SEC filed a number of significant actions. Those include a series of actions arising out of the audit failure by BDO; actions centered on a financial fraud at an on-line lender; cases …

This Week In Securities Litigation (Two weeks ending September 11, 2015) Read More »

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