accounting – SEC ACTIONS

GE Settles SEC Accounting/Disclosure Issues, Paying $200 Million

Posted on December 10, 2020 by T. Gorman Posted in SECActions

Cases tied to issuer accounting questions and disclosures have long been a staple of the Commission’s Enforcement Division. In recent years the agency has launched a number of initiatives focused on these issues. While some cases were generated, eventually the …

GE Settles SEC Accounting/Disclosure Issues, Paying $200 Million Read More »

Tagged with: accounting, failure to disclose, SEC

This Week In Securities Litigation (Week ending Sept. 16, 2016)

Posted on September 15, 2016 by T. Gorman Posted in SECActions

The Commission prevailed in a jury trial this week against the City of Miami and its budget director in an action centered on three bond offerings. Cases brought by the agency this week also included: one against a firm and …

This Week In Securities Litigation (Week ending Sept. 16, 2016) Read More »

Tagged with: accounting, conflicts, offering fraud, SEC

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GE Settles SEC Accounting/Disclosure Issues, Paying $200 Million

This Week In Securities Litigation (Week ending Sept. 16, 2016)