The Commission prevailed in a jury trial this week against the City of Miami and its budget director in an action centered on three bond offerings. Cases brought by the agency this week also included: one against a firm and …
This Week In Securities Litigation (Week ending Sept. 16, 2016) Read More »
The Commission filed a series of actions this week which included: three cases based on insider trading; an accounting action against a company and its employees; an audit failure; the unregistered sale of securities; and the sale of non-existent securities. …
This Week In Securities Litigation (Week ending February 12, 2016) Read More »
