Tag: accounting

Cases tied to issuer accounting questions and disclosures have long been a staple of the Commission’s Enforcement Division. In recent years the agency has launched a number of initiatives focused on these issues. While some cases were generated, eventually the …

GE Settles SEC Accounting/Disclosure Issues, Paying $200 Million Read More »

Tagged with: , ,

The Commission prevailed in a jury trial this week against the City of Miami and its budget director in an action centered on three bond offerings. Cases brought by the agency this week also included: one against a firm and …

This Week In Securities Litigation (Week ending Sept. 16, 2016) Read More »

Tagged with: , , ,