Tag: internal controls

It is back to the future for the Division of Enforcement. Going forward the Division will focus on rebuilding trust, long a goal of the program, according to recent comments of its new Enforcement Director (here). One key element of …

This Week In Securities Litigation (Week of October 18, 2021) Read More »

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A look forward; a look back: As the end of the Government fiscal year loams, the Commission seems to have kicked the case filing machine into gear. Last week the agency filed 15 new cases. While at times the Commission …

This Week In Securities Litigation (Week of Sept. 3) Read More »

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