Month: July 2021

This is the second part of a two part series reviewing the results of the Commission’s enforcement program for the first two quarters of 2021. The first part is available here. During the first half of 2021 the Commission brought …

SEC Enforcement: A Review of 2Q21 (Part II) Read More »

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This is the first part of a two part series reviewing the results of the Commission’s enforcement program for the first two quarters of 2021. The second part of this article will be published tomorrow. Introduction If the theme for …

SEC Enforcement: A Review of 2Q21 (Part I) Read More »

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