Tag: misappropriation

Crypto continues to be a focus for the Commission and others in Washington. Last week Chair Gensler urged attorneys to avoid advising clients on how to circumvent the securities laws. Rather, they should assist with registration, according to the Chair. …

This Week In Securities Litigation (Week of November 8, 2021) Read More »

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Is this the period of emerging themes? Consider the following: Insider trading: The Commission claims that trading while in possession of inside information about one company in the shares of another may constitute insider trading. See SEC v. Panuwat below …

This Week In Securities Litigation (Week of August 23, 2021) Read More »

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