Tag: cybersecurity

     The purpose of the federal securities laws is to bring a new ethics to the marketplace. This point is often made when interpreting the statutes. It is also asserted when looking at a case brought which might appear to …

Cybersecurity Firm CEO Charged with Fraud

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The cases filed by the Commission last week centered on manipulation, misrepresentations, cybersecurity and crypto assets. The agency also adopted new rules regarding security-based swap execution facilities. Be careful, be safe this week. SEC Rules: The Commission adopted Rules for …

This Week In Securities Litigation (Week of November 6, 2023)

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