Year: 2017

The Commission has long encouraged firms and individuals to cooperate with its investigations based on the promise of consideration when the action is resolved. When the resolution is reached the agency may acknowledge the cooperation of the individual. In making …

What Is The Value of Cooperation With the SEC? Read More »

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Four criminal securities cases moved to or toward resolution over the past week. The jury in the Martin Shkreli trial returned a verdict of guilty on three counts and not guilty on five others at the end of last week. …

This Week In Securities Litigation (Week ending August 11, 2017) Read More »

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