Year: 2017

This is a guest post by Nick Akerman, Genna Garver and Kimberly Frumkin, Dorsey & Whitney On August 7, 2017 the Securities and Exchange Committee (“SEC”) Office of Compliance Inspections and Examinations (“OCIE”) released yet another cybersecurity Risk Alert entitled, …

SEC’s Latest Cybersecurity Risk Alert Identifies Elements of Robust Policies and Procedures Read More »

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A jury found Jessie Roberts, a Louisiana dentist who claimed what the government called an illegal tip was just a rumor, not guilty of insider trading. U.S. v. Roberts, No. 15-ct-00020 (M.D. La. Filed Feb19, 2015). The case centered on …

Dentist, Claiming Tip Was a Rumor, Wins Insider Trading Case Read More »

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