Year: 2017

This is the second segment of an occasional series regarding a group of criminal and civil securities fraud actions involving trading in opaque markets and the lessons that can be drawn them; the first segment is here. Litvak I Jesse …

Trading in Opaque Markets: Fraud, Materiality and Compliance Read More »

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The SEC filed an insider trading case this week based on three separate trading chains that netted $5 million in trading profits, all back to a New York City bank official. The Manhattan U.S. Attorney’s Office filed a parallel case …

This Week In Securities Litigation (Week ending August 18, 2017) Read More »

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