Tag: whistleblowers

The Commission brought a significant market crisis case this week, centered on the sale of complex, high risk financial instruments to unsophisticated school districts which ended in millions of dollars in losses. Insider trading was a key focus for the …

THIS WEEK IN SECURITIES LITIGATION (August 12, 2011) Read More »

Tagged with: , , , , , , , , ,

The Commission issued it controversial new Dodd-Frank whistleblower rules by a 3 to 2 vote this week. Many critics claim the rules will undermine corporate compliance programs. Insider trading is the key theme this week. Insider trading on Capitol Hill …

THIS WEEK IN SECURITIES LITIGATION (May 27, 2011) Read More »

Tagged with: , , , ,