Tag: valuation

The Commission and Yorkville Advisors, LLC stipulated to the dismissal of the enforcement action brought against the adviser centered largely on valuation questions following a ruling in which the Court largely granted a defense motion for summary judgment. See Lit. …

SEC, Yorkville Advisors Stipulate To Dismissal of Action Against Adviser Read More »

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Speeches were key this week. Steven Pelkin, Co-Director of the SEC’s Enforcement Division delivered remarks focused on the Wells process, offering suggestions for defense counsel. Deputy Attorney General Rod Rosenstein delivered two speeches in on day discussing new policies in …

This Week In Securities Litigation (Week ending May 11, 2018) Read More »

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