Tag: valuation

Critical to any exchange transaction is the value given and received. It is axiomatic that the firm must conduct appropriate due diligence to determine the appropriate value and properly account for the transaction. A failure to account for the transaction …

SEC Sanctions Firm For Falsifying Value of Deal Read More »

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The Commission and Yorkville Advisors, LLC stipulated to the dismissal of the enforcement action brought against the adviser centered largely on valuation questions following a ruling in which the Court largely granted a defense motion for summary judgment. See Lit. …

SEC, Yorkville Advisors Stipulate To Dismissal of Action Against Adviser Read More »

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