A review of SEC and securities enforcement action for the last week.
A review of SEC and securities enforcement action for the last week.
Sometimes it pays to persevere. That is clearly the case for two attorneys and a corporate consultant who battled Commission fraud charges for about seven years. Daniel Chapman, Sean Flanagan and James Ericksteen were named along with ten others as …
Two Attorneys, Consultant Prevail in SEC Manipulation Case Read More »