Tag: suspicious trading

U.S. Senators Elizabeth Warren, Sherrod Brown, Robert Menendez and Brian Schatz requested that Inspector General Carl Hoecker investigate Acting SEC Chairman Michael Piwowar in a letter dated March 29, 2017. The letter notes that the Acting Chairman has directed the …

This Week In Securities Litigation (Week ending March 31, 2017) Read More »

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Suspicious trading cases have become a staple of SEC insider trading enforcement. Typically the cases involve outsized trading in advance of a significant corporate event. The only way for the SEC to avoid the possible transfer of the trading profits …

SEC Obtains Freeze Order In Suspicious Trading Case Read More »

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