Tag: suspicious trading

The Commission prevailed in another trial. The action centered on fraud in connection with a securities lending transaction. The agency also brought another suspicious trading case this week. The action centered on the acquisition by Softbank of Fortress Investments in …

This Week In Securities Litigation (Week ending March 3, 2017) Read More »

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Insider trading is a key enforcement priority as well as a controversial topic. The U.S. Attorney’s Office in Manhattan and the SEC have brought a series of highly successful and high profile insider trading cases. As those cases unfolded controversy …

SEC Wins Freeze of $29 Million in Alleged Insider Trading Profits Read More »

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