Tag: SEC

Insider trading has long been a focus for the Commission’s Enforcement Division. While the cases can be difficult to detect, over the years the agency had developed a huge data base and critical data analytics that often aid in fretting …

Is the SEC Complying with Liu On Disgorgement?

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When offering frauds are mentioned most think that is the small and perhaps over-anxious investor who tosses his or her capital at a “too good to be true deal that gets taken.” There is no doubt that is true in …

New Machine Learning Tool Firm Deceives Investment Fund Committee Read More »

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