Tag: SEC

Ponzi schemes seem to be the key point of interest for the Commission’s enforcement program recently. Many of the cases being filed are Ponzi schemes or at least a variation of one. While it is important to bring cases where …

Commission Continues to Focus on Ponzi Schemes Read More »

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Offering frauds are one of the most prevalent types of cases brought by the Commission. In many of these cases the perpetrator is not known to those conducting the fraud.  Yet investors frequently step-up,  listen to the pitch and then …

Claims About Nutrient-infused Water Yield Millions Read More »

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