Tag: false statement

The Commission filed three new actions last week. Two centered on false financial statements while a third is based on false advertising. And, Cornerstone Research published a new report focused on accounting and auditing cases initiated by the Commission in …

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The Commission filed two new enforcement action last week. One was based on incorrect statements. The second focused on the misappropriation of client assets by an investment adviser. The Director of the Division of Enforcement also addressed the New York …

This Week In Securities Litigation (Week of October 30, 2023)

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