Tag: false statement

The Commission filed on new cases last week. It was based on making false statements to market a new claimed AI product. Be careful, be safe this week. SEC Enforcement – Filed and Settled Actions Statistics: Last week the Commission …

This Week In Securities Litigation (Week of April 14, 2025)

Read More »

Tagged with: ,

The commission filed three new enforcement actions last week. One focused on false statements while as second focused on books and records. The third action centered on cherry picking Be careful, be safe this week SEC Enforcement – Filed and …

This Week In Securities Litigation (Week of December 9, 2024)

Read More »

Tagged with: , , , , ,