Tag: SEC

Two Insider Trading Cases; Two Different Results

The Commission’s Enforcement Division had interesting results in insider trading cases this week. In one the agency prevailed in a jury trial after two co-defendants settled. In a second the defendant fled the country after taking the Fifth Amendment during

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Second Circuit: Supreme Court’s McDonald Decision Does Not Delimit FCPA

The bribery provisions of Exchange Act Section 30A are one of the three critical components of the Foreign Corrupt Practices Act. The other two are the books and records and the internal control requirements. While the latter two sections have

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