Tag: SEC

Insider trading has long been a staple of the Commission’s enforcement program. Over the years the agency has filed numerous insider trading cases. While at times the cases may have appeared different or had elements that may have been labeled …

Long Time Employee Insider Trades in Company Shares

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This has been the week of settlements for the Commission. Since the 4th of July holiday, the agency has not filed a new enforcement action as either a civil injunctive action or an administrative proceeding. The agency has filed two …

A Week of Settlements

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