Tag: SEC

Offering fraud actions seem to be everywhere. These schemes prey on people looking for good investments and frequently take advantage of the investor’s zeal to find a good, profitable investment for his or her funds. In the end, of course, …

Offering Frauds and Free Riding

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Last week the Commission filed seven new administrative proceedings. They included actions based on an offering fraud, a scheme based on retirement accounts, unregistered securities, pricing, PCAOB audit rules stock promotion, an investment scheme and insider trading. Be careful, be …

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