Tag: SEC

Earlier this month the Commission approved two new complex financial products. Despite the approval, the new products sparked comments from Chair Gensler (here) and, in a separate but joint statement, Commissioners Allison Herren Lee and Caroline A. Crenshaw (here). While …

Complex Products: Are They Investments? Read More »

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Maker-taker fees and payment for order flow are much discussed topics. SEC Chair Gensler, had repeatedly talked about payment for order flow, for example, suggesting that he wants to reform the process. Whether and when that may happen is an …

Wash Sales and Maker-Taker Fees Read More »

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