One of key area of focus for the Commission’s enforcement division over the years has been microcap stocks. Often the float for those firms is small and the share price low, facilitating market manipulation. Social media only enhances those attributes …
Tag: scalping
This Week In Securities Litigation (Week ending October 6, 2017)
Insider trading was a key focus this week. The Commission brought three cases, one involving a doctor tipped by a friend at the company; a second involving a going private transaction were a tip from an insider to his long …
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