Tag: PCAOB

The Commission brought a significant market crisis case this week, centered on the sale of complex, high risk financial instruments to unsophisticated school districts which ended in millions of dollars in losses. Insider trading was a key focus for the …

THIS WEEK IN SECURITIES LITIGATION (August 12, 2011) Read More »

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p>U.S. and Chinese regulators recently met in Beijing to discuss audit oversight cooperation. Those meetings are of particular interest in view of the questions which have been raised in recent months regarding the financial statements of Chinese issuers whose shares …

PCAOB AND SEC MEET WITH CHINESE REGULATORS REGARDING AUDITS Read More »

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