Tag: PCAOB

Eight SEC Enforcement attorneys were recognized by the Counsel of the Inspector General on Integrity for Excellence in connection with their work regarding the investigation of a significant market crisis case. The Commission filed its third significant enforcement action stemming …

THIS WEEK IN SECURITIES LITIGATION (October 21, 2011) Read More »

Tagged with: , , , , ,

This week three Galleon related defendants were sentenced to prison for insider trading, including Raji Rajaratnam. The Commission filed another significant market crisis case naming the senior officers of a failed bank as defendants. The Commission also filed a settled …

THIS WEEK IN SECURITIES LITIGATION (October 14, 2011) Read More »

Tagged with: , , , , , , ,