Tag: injunction

The Commission prevailed and secured the entry of a permanent asset freeze as well as a permanent injunction prohibiting future violations of Securities Act Section 17(a) and Exchange Act Section 10(b) in an action centered on a fraudulent note offering. …

COMMISSION WINS INJUNCTION IN FRAUDULENT NOTE CASE Read More »

Tagged with: , , , ,

In SEC v. Alberto Perez, Case No. 09-CV-21977 (S.D. Fla.) a jury found defendant Alberto Perez liable for insider trading. The court however refused the SEC’s request for a permanent injunction. It did grant a request for an order requiring …

SEC REQUEST FOR INJUNCTION REJECTED Read More »

Tagged with: , , ,