Tag: misappropriation

The SEC and the U.S. Attorney’s Office for the Southern District of New York took the unusual step of charging six accounts from KPMG and/or the PCAOB with misappropriating and using confidential information from the Public Company Accounting Oversight Board …

SEC, USAO Charge Six With Misappropriating PCAOB Data Read More »

Tagged with: , , ,

In the U.K. three F.H. Bertling executives were sentenced on corruption charges. An HSBC senior executive based in London was convicted by a New York jury for front running a client in the currency markets. The Commission issued no action …

This Week In Securities Litigation (Week ending Oct. 27, 2017) Read More »

Tagged with: , , , ,