Tag: UK bribery act

In the U.K. three F.H. Bertling executives were sentenced on corruption charges. An HSBC senior executive based in London was convicted by a New York jury for front running a client in the currency markets. The Commission issued no action …

This Week In Securities Litigation (Week ending Oct. 27, 2017) Read More »

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Events surrounding the collapse of the first money fund to “break the buck” are being played out in a New York City courtroom on SEC charges that the principles of the fund misrepresented its financial condition in the wake of …

This Week In Securities Litigation (Week ending October 12, 2012) Read More »

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