Tag: microcap fraud

The Commission achieved a significant milestone last week, paying out over $1 billion to whistleblowers who have assisted the agency in enforcement actions. Chair Gensler set the table for the future last week with his Congressional testimony, amplified in a …

This Week In Securities Litigation (Week of September 20, 2021) Read More »

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The access or gatekeeper theory of enforcement traces to the early days of the Division of Enforcement, launched in 1972. The idea was to leverage the scarce resources of the Division and the agency to create a more effective enforcement …

The Access Theory: A Key Enforcement Approach Read More »

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