Tag: markets

The current volatility of the world’s markets, spawned by the COVID – 19 crisis, has been something of a call to arms for the Commission and its counterparts around the world. The Commission, for example, stepped-up early with targeted relief …

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A key focus of SEC enforcement has been the retail investor. To that end the Division formed a special unit to focus on cases tied to those investors. Numerous cases have been brought. That focus may also be at least …

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