SPACs are popular investment vehicles. The number of IPOs involving these investment vehicles has increased significantly in recent years. For example, from 2019 to 2021, the number has increased by about a factor of 10. Yet not long ago these …

SPACs, Complex Investment Products, and Disclosure Read More »

Tagged with: ,

Chair Gensler testified on Capitol Hill earlier this week, outlining key initiatives he is exploring. The list of projects that Mr. Gensler is implementing is long and daunting. The day after his testimony the Chair appeared on CNBC where he …

SEC Chair Goes to the Hill: A Laundry List of Projects Read More »

Tagged with: , , , ,