Tag: manipulation

The Commission launched an enforcement action this week against family office Archegos. The Department of Justice and the CFTC also filed actions against the firm. While investment advisers have long been key targets of enforcement officials, the same cannot be …

This Week In Securities Litigation (Week of May 2, 2022) Read More »

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The Commission may have a long list of possible rule writing project but that does not change the fact that enforcement is centered on traditional themes: false statements, manipulation and similar claims. While the agency researches and considers topics in …

This Week In Securities Litigation (Week of February 14, 2022) Read More »

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