Tag: cherry picking

The Commission prevailed at trial in a market manipulation case. The trial followed a series of settlements and a grant of summary judgment in the Commission’s favor as to one defendant. The remaining defendant, a former NFL football player, was …

This Week In Securities Litigation (Week ending April 22, 2016) Read More »

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The Commission has increasingly focused on data analysis as an aid to its enforcement program. Two recent cases brought against investment advisers for cherry picking illustrate different facets of the approach. In the Matter of Bruce A. Hartshorn, Adm. Proc. …

The SEC’s Increasing Use of Data Analysis Read More »

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