The Commission has increasingly focused on data analysis as an aid to its enforcement program. Two recent cases brought against investment advisers for cherry picking illustrate different facets of the approach. In the Matter of Bruce A. Hartshorn, Adm. Proc. …
Tag: cherry picking
This Week In Securities Litigation (Week ending October 23, 2015)
The Manhattan U.S. Attorney announced the filing of motions to dismiss the insider trading conviction of Michael Steinberg, formerly a portfolio manager at SAC Capitol, and six others in the wake of the Second Circuit’s decision in Newman. SEC released …
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