Tag: bid rigging

The Commission recently filed an amicus brief defending its Dodd-Frank whistleblower rules. Those rules specify that the anti-retaliation provisions of those amendments to the Exchange Act protect those who chose not to report to the Commission but only internally. Yet …

This Week In Securities Litigation (Week ending February 20, 2015) Read More »

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SEC enforcement brought another insider trading action this week in addition to a case alleging a manipulation, one claiming violations of Regulation M, Rule 105 and one alleging a failure to supervise. The Manhattan U.S. Attorney’s Office secured another guilty …

This Week In Securities Litigation (Week ending July 27, 2012) Read More »

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