bias – SEC ACTIONS

THIS WEEK IN SECURITIES LITIGATION (Week ending June 8, 2012)

Posted on June 07, 2012 by T. Gorman Posted in SECActions

As the insider trading trial of a former Goldman director continued in Manhattan, another insider trading probe moved to the playing field, according to a Reuters report. The probe reportedly focuses on a prominent retired baseball player and other athletes. …

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Tagged with: bias, false statements, FCPA, Insider trading, manipulation, OECD, secactions

EGAN-JONES SUES SEC TO HALT ADMINISTRATIVE PROCEEDING

Posted on June 06, 2012 by T. Gorman Posted in SECActions

The SEC is facing the latest challenge to the way it utilizes its Congressionally delegated authority. Specifically, credit rating firm Egan-Jones Rating Company and its founder and principal Sean Egan filed a complaint against the Commission claiming that it can …

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Tagged with: bias, Dodd Frank, Egan-Jones, rating agencies, retroactive, secactions

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THIS WEEK IN SECURITIES LITIGATION (Week ending June 8, 2012)

EGAN-JONES SUES SEC TO HALT ADMINISTRATIVE PROCEEDING