Year: 2022

The Commission launched an enforcement action this week against family office Archegos. The Department of Justice and the CFTC also filed actions against the firm. While investment advisers have long been key targets of enforcement officials, the same cannot be …

This Week In Securities Litigation (Week of May 2, 2022) Read More »

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A family office is not typically at the middle of what the Commission alleges was a $36 billion house of cards. Family offices are by definition funds that manage of family assets. The investment vehicle become more popular in recent …

The Collapse of a Huge Family Office Read More »

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