Year: 2021

The new Commission regulatory agenda published last week lists climate change as a topic – no surprise there. It also lists market structure which Mr. Gensler has repeatedly addressed in the wake of the GameStop episodes along with stock buy …

This Week In Securities Litigation (Week of June 21, 2021) Read More »

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Cybersecurity is a key topic for issuers and members of the public. A cybersecurity breach can put at risk or expose the personal data of thousands of individual. The Commission has brought a number of cases in this area over …

SEC and Cybersecurity Read More »

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