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Posted on by T. Gorman Posted in SECActions

The new Commission regulatory agenda published last week lists climate change as a topic – no surprise there. It also lists market structure which Mr. Gensler has repeatedly addressed in the wake of the GameStop episodes along with stock buy …

This Week In Securities Litigation (Week of June 21, 2021) Read More »

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Posted on by T. Gorman Posted in SECActions

The Commission settled with three of the individuals charged in the Edgar hacking case. Defendants Sungjin Cho and Ivan Olefir, along with his firm Capyield Systems, Ltd., settled charges by the agency based on hacking into its computer system to …

SEC Settles with Three in Edgar Hack Read More »

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