cyber security – SEC ACTIONS

This Week In Securities Litigation (Week ending Jan. 18, 2019)

Posted on January 17, 2019 by T. Gorman Posted in SECActions

The partial government shutdown continues, leaving agencies such as the SEC virtually dark. Nevertheless, the Commission issued and order this week and filed three new actions. The most significant charged those who hacked EDGAR with fraud. A parallel action was …

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Tagged with: cyber security, Insider trading, SEC, unprofessional conduct

SEC: The EDGAR Hack Is Phase 2 of the Newswire Breaches

Posted on January 16, 2019 by T. Gorman Posted in SECActions

The SEC is the agency charged with monitoring cyber-security, internal controls and similar corporate matters. The agency has issued guidance on cyber-security. It is thus more than ironic that the Commission became a victim of hackers who breached EDGAR, the …

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Tagged with: cyber security, DOJ, SEC

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This Week In Securities Litigation (Week ending Jan. 18, 2019)

SEC: The EDGAR Hack Is Phase 2 of the Newswire Breaches