Year: 2021

Climate change and ESG continue to be key topics of discussion for the Commission. Cracks in the insider trading regime of the agency, according to Chairman Gensler, is another topic for analysis and discussion. And, disgorgement in the wake of …

This Week In Securities Litigation (June 14, 2021) Read More »

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Insider trading has long been a staple of the Enforcement Division. Typically, the remedies sought for insider trading cases are the imposition of an injunction, disgorgement, prejudgment interest and a penalty. Under the Supreme Court’s decision in Liu v. SEC, …

Insider Trading and Liu Read More »

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