Year: 2021

Climate change and ESG are topics that have been repeatedly addressed by regulators around the world. The Securities and Futures Commission of Hong Kong and the Monetary Authority of Singapore, for example, have repeatedly addressed the topics. Likewise, various members …

Climate Change, ESG, Materiality: Tell the Shareholders How Their Money is Being Spent Read More »

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Rule 10b-5-1 plans have been around for about 20 years. The theory of the plans is straight forward. Typically, a corporate executive not in possession of inside information constructs a plan, usually with his or her broker, for the automatic …

SEC Chair Gensler and Rule 10b-5-1 Plans Read More »

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