Year: 2021

Recent trends in SEC enforcement continued this week. While the conversations among regulators focused again on crypto, SPACs and at times the environment, cases initiated or resolved centered on other areas. Those included offering frauds as well as insider trading, …

This Week In Securities Litigation (Week of December 13, 2021) Read More »

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SPACs are popular investment vehicles. The number of IPOs involving these investment vehicles has increased significantly in recent years. For example, from 2019 to 2021, the number has increased by about a factor of 10. Yet not long ago these …

SPACs, Complex Investment Products, and Disclosure Read More »

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