Year: 2021

This is the first part of a two part series reviewing the results of the Commission’s enforcement program for the first two quarters of 2021. The second part of this article will be published tomorrow. Introduction If the theme for …

SEC Enforcement: A Review of 2Q21 (Part I) Read More »

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Spin, spin, the revolving door to the office of the Director of the Division of Enforcement continues spin, ushering in yet another new person from outside the agency to assume command of the Division. This time, as noted below, the …

This Week In Securities Litigation (Week of July 5, 2021) Read More »

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