Year: 2021

Recently, the Supreme Court handed down rulings in two private securities actions. First, the High Court agreed to hear Pivotal Software, Inc. v. Zhung Tran, No. 20-1541 (Certiorari granted July 2, 2021). The issue presented for consideration is: Whether the …

This Week In Securities Litigation (Week of July 12, 2021) Read More »

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This is the second part of a two part series reviewing the results of the Commission’s enforcement program for the first two quarters of 2021. The first part is available here. During the first half of 2021 the Commission brought …

SEC Enforcement: A Review of 2Q21 (Part II) Read More »

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